Position Summary

A Financial Advisor is a professional who helps individuals manage various aspects of their financial life. This includes offering guidance on investments, retirement planning, insurance, taxes, and estate planning.

Job Responsibilities

• Goal Planning: They start by understanding your short and long-term financial goals and then create a plan to achieve them, considering your unique circumstances.
• Budgeting: Advisors can help you create a budget to boost savings and manage expenses.
• Investments: They provide advice on your investment portfolio, including asset allocation, and recommend investment products like mutual funds and ETFs.
• Retirement Planning: Advisors assist with retirement planning, helping you navigate employersponsored plans like 401(k)s and other options such as IRAs.
• Taxes: While not all advisors handle tax filings, most can offer guidance considering current and future tax implications.
• Insurance: They can help determine if life insurance or annuity products are suitable for you.
• Help client with financial planning.
• Retirement plans or disabilities.
• Act as a financial advisor.
• Pick up a new account 1 weekly, (own book of business or they will help them to build one).
• Handle and grow own book of business.

Qualifications

• College educated, but not mandatory.
• Mandatory Licenses:
  • Series 7 registered rep
  • Series 6
  • Series 63 or 65
• Experience as a financial advisor of at least 1 year.